Marex Spectron are a market-leading commodity broking company, based in the heart of the City of London, very close to Liverpool Street and a short walk from Shoreditch High Street station. We are one of the key brokers at the London Metals Exchange.
We are currently searching for a Senior Compliance Officer to support the compliance needs of the various exchange-traded Marex platforms by providing advisory compliance support to the Clearing and DMA businesses, as well as have management oversight over the advisory team responsible for the Energy, Metals, Agriculturals, and other exchange-traded businesses to join our London headquarters. Our organisation has been growing and evolving quickly over the last few years, becoming increasingly complicated. This complexity has necessitated an increased presence from the compliance team.
If you've compliance experience focused on Clearing or DMA that has given you strong product and market knowledge (particularly across commodities asset classes) and have worked with exchanges and regulatory bodies, this role may be of particular interest.
We'll need you to work very closely with the business and the wider compliance team so your interpersonal skills will be well-rounded and you will have a cheerful disposition under pressure. You will be providing advice as a subject matter expert on areas such as MiFID II, MAR, SMCR, FCA requirements and exchange roles - not only the LME but also ICE and CME. You will be coordinating formal exchange investigations in your area and supporting the Head of Compliance with all FCA issues within your area of focus. You will also be tasked with staying up to date with all appropriate issues and regulations, updating manuals and wider team knowledge as appropriate. You will be leading and mentoring a small team so staff management experience is very much preferred. Not only this but you will be one of the key members of the team, providing a sounding board for all compliance matters including AML, conflicts of interest, onboarding, monitoring and regulatory changes.
If you’ve been developing a career in this area and are looking for your next step, we'd love to hear from you!
Marex Spectron is fully committed to the elimination of unlawful or unfair discrimination and values the differences that a diverse workforce brings to the company.